Series 65
Education & Academia abbreviation · Professional Certification
| Stands for | Uniform Investment Adviser Law Examination |
|---|---|
| Categories | Education & Academia |
Series 65 stands for Uniform Investment Adviser Law Examination, a professional certification abbreviation.
NASAA exam that qualifies individuals to act as investment adviser representatives, giving advice for a fee, in most US states. It covers economics, investment vehicles, strategies, ethics and laws governing advisers.
Example: She passed the Series 65 to offer fee-only financial planning through a registered investment adviser.
Usage notes
No firm sponsorship is required. Holders of designations such as the CFP, CFA, ChFC and PFS can obtain a waiver from the exam in most states. The exam has 130 scored questions over three hours.
Related abbreviations
More professional certification abbreviations
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- RHCSA – Red Hat Certified System Administrator
- SE – Structural Engineer
- Security+ – CompTIA Security+
- Series 63 – Uniform Securities Agent State Law Examination
- Series 66 – Uniform Combined State Law Examination
- Series 7 – General Securities Representative Qualification Examination
- SHRM-CP – Society for Human Resource Management Certified Professional
- SHRM-SCP – Society for Human Resource Management Senior Certified Professional
- SIE – Securities Industry Essentials Exam
- SPHR – Senior Professional in Human Resources